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Pursuing Georgia J. Steven Parker
J. Steven Parker

J. Steven Parker

Parker MacIntyre

0 years of experience

Securities Law

Georgia, North Carolina, Tennessee

Biography

J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group, representing individuals, broker-dealers, and investment advisers in regulatory and enforcement matters. Additionally, he represents broker-dealers, registered representative and others in securities litigation and arbitration matters. Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances a comprehensive knowledge of both federal and state law and regulation, the use of mandated forms, depositories and filing procedures, and both formal and informal practices relating to examinations, audits, reporting, accounting, gate-keeping, advertising, custody and other matters. We can help with everything from choice of business entity and governing documents, to constructing a compliance framework including written supervisory procedures, to preparing for audits and defending enforcement actions. View More ›


Fees

Free Consultation


Practice Area

Securities Law

Languages

English


Professional Experience

Partner
Parker MacIntyre
Current

Education

The University of Georgia School of Law

J.D.

The University of Georgia School of Law
Furman University

B.A.

Furman University


Professional Associations

American Bar Association

State Securities Law and Regulation Liaison

Current

American Bar Association
State Bar of Georgia

Member

Current

State Bar of Georgia
North American Securities Administrators Association

Member

2001 - 2003

North American Securities Administrators Association

Websites & Blogs

website
J. Steven Parker's RIA Compliance Website Profile


Social Media


Offices

Parker MacIntyre
2987 Clairmont Rd #200 Atlanta, GA 30329
Toll-Free: (855) 322-2057
Telephone: (404) 490-4060
Fax: (404) 490-4058



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